On March 3, the United States Securities and Exchange Commission (SEC) issued guidance expanding its policies related to its confidential Draft Registration Statement (DRS) review process to all registration statements made under the Securities Act of 1933, as amended (Securities Act) and the Exchange Act of 1934, as amended (Exchange Act).Continue Reading SEC Expands Accommodations for its Confidential Registration Statement Review Process, Increasing Flexibility for Issuers

Katy Presson
Katy Presson advises clients on compliance with the U.S. Securities and Exchange Commission (SEC) regulations, including reporting, disclosure requirements and corporate governance best practices. In this capacity, she works closely with company leadership, in-house counsel, and boards of directors to ensure compliance with regulatory requirements.
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