I recently presented to the Corporate & Securities Law Committee of the Association of Corporate Counsel (ACC) on the topic entitled “Behind the SEC Curtain: Practical Tips for Interacting with the SEC Staff.

The presentation offered practical tips from me, a former SEC staffer, on the following topics:

  • How to interact with the SEC staff
  • The screening and review process for registration statements
  • Periodic reports and proxies
  • Recent areas of focus
  • Current developments at the Commission and staff

I appreciated the positive feedback on the presentation and have posted the PowerPoint for our readers’ benefit.

Click to view the presentation.