I recently presented to the Corporate & Securities Law Committee of the Association of Corporate Counsel (ACC) on the topic entitled “Behind the SEC Curtain: Practical Tips for Interacting with the SEC Staff.”
The presentation offered practical tips from me, a former SEC staffer, on the following topics:
- How to interact with the SEC staff
- The screening and review process for registration statements
- Periodic reports and proxies
- Recent areas of focus
- Current developments at the Commission and staff
I appreciated the positive feedback on the presentation and have posted the PowerPoint for our readers’ benefit.