Register for the November 19th WebinarPlease join the Bass, Berry & Sims Corporate & Securities Practice Group for a series of complimentary webinars exploring various public company – related securities law issues. These quarterly CLE programs will be an extension of this blog and will feature timely and practical guidance to SEC disclosure counsel on key topics of interest.

The second Securities Law Exchange webinar, hosted by Bass, Berry & Sims attorneys Jay Knight and Michael Rivera, will feature guest presenter Scott Hodgdon, Senior Managing Counsel, Securities & Governance at Boston Scientific Corporation.

Jay and Scott will discuss recent SEC developments, including best practices and lessons learned from recent changes under the FAST Act and the SEC’s new rule that extends “testing-the-waters” to all issuers. Michael will review recent SEC guidance and enforcement actions impacting public companies.

WEBINAR DETAILS

Title: Recent SEC Reporting Developments and Enforcement Insights

Date: Tuesday, November 19, 2019  Time: 12:00 PM Central Standard Time

Approved for one hour General Tennessee CLE credit. Certificate of completion available upon request, which can be used to obtain CLE in other jurisdictions.

Who Should Attend

  • Outside and in-house counsel
  • Public company finance and SEC reporting personnel
  • Compliance officers
  • Other interested professionals

For more information, please contact Lauren Parkhurst.

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Photo of Jay Knight Jay Knight

Jay Knight is head of the firm’s Capital Markets Subgroup. His practice focuses on securities offerings, mergers and acquisitions, real estate capital markets, structured finance, and the general representation of public companies and underwriters. Since his return to private practice in 2012 after…

Jay Knight is head of the firm’s Capital Markets Subgroup. His practice focuses on securities offerings, mergers and acquisitions, real estate capital markets, structured finance, and the general representation of public companies and underwriters. Since his return to private practice in 2012 after having served five years in the Securities and Exchange Commission’s (SEC) Division of Corporation Finance, Jay has represented both issuers and underwriters in connection with initial public offerings (IPOs), follow-on and secondary offerings, at-the-market (ATM) programs, tender offers, SPACs, de-SPACs, and mergers and acquisitions, involving companies in a wide range of industries, including healthcare, real estate (REITs), retail, life sciences, defense and restaurant, among others.

Photo of Michael Rivera Michael Rivera

Michael Rivera represents businesses and individuals in government investigations, securities enforcement proceedings and internal investigations. Michael is able to provide unique perspective and counsel to clients by drawing from his almost three decades of experience defending clients in private practice and serving as…

Michael Rivera represents businesses and individuals in government investigations, securities enforcement proceedings and internal investigations. Michael is able to provide unique perspective and counsel to clients by drawing from his almost three decades of experience defending clients in private practice and serving as a government prosecutor in the roles of Chief Investigative Counsel for the Office of the Special Inspector General for the Troubled Asset Relief Program (SIGTARP) and an enforcement attorney for the Securities and Exchange Commission.