Last month, the Securities and Exchange Commission (SEC) held its annual SEC Speaks Conference in Washington, D.C. We have summarized several significant insights conveyed by SEC Staff that are instructive for counsel handling investigations by the SEC’s Enforcement Division.

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  • Herrera and Waiver of Work Product Protections
  • Further Insight on Cooperation Credit
  • Effective Advocacy before the Enforcement Staff
  • Litigation in a Post-Lorenzo World

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